證監(jiān)會(huì)叫停“保證金交易”
中國(guó)日?qǐng)?bào)網(wǎng) 2015-01-19 15:04
證監(jiān)會(huì)對(duì)45家公司發(fā)起現(xiàn)場(chǎng)檢查,部分證券公司被暫停融資融券賬戶,受此影響,周一我國(guó)股市大跌。
請(qǐng)看中國(guó)日?qǐng)?bào)網(wǎng)的報(bào)道:
Chinese stocks plunged on Monday, led by brokerages, as regulators took measures to punish non-compliant margin trading activities.
由于監(jiān)管部門(mén)采取行動(dòng)懲治不符合要求的保證金交易活動(dòng),周一,我國(guó)股市大跌,經(jīng)紀(jì)公司跌勢(shì)尤為明顯。
上文中的margin trading即“保證金交易”,又稱信用交易和墊頭交易。Brokerage指證券經(jīng)紀(jì)公司,即以接受客戶委托,代客戶買(mǎi)賣(mài)證券并以此收取傭金的中間人。Brokerage也可以指經(jīng)紀(jì)人和經(jīng)紀(jì)傭金。
監(jiān)管部門(mén)正在查處給予無(wú)資格投資者設(shè)立保證金交易賬戶(allowing unqualified investors to open margin trading accounts)等非法行為,造成上證綜合指數(shù)下跌了6.3%,早市收盤(pán)(close the morning session at)3,163.72點(diǎn),中信證券和海通證券都下跌達(dá)到了跌停(slump by daily limit)了10%。
中信、海通、國(guó)泰君安由于存在違規(guī)問(wèn)題,被證監(jiān)會(huì)處以暫停融資融券賬戶三個(gè)月的懲罰(were suspended from lending money and stocks to new clients for three months)。
(中國(guó)日?qǐng)?bào)網(wǎng)英語(yǔ)點(diǎn)津 祝興媛)